COMPLY
COMPLY provides compliance solutions for registered investment advisers, including regulatory compliance and risk management tools.
Categories
Product Overview
COMPLY is a regulatory technology company that offers a comprehensive compliance management platform tailored for financial services firms. Their platform integrates data, solutions, services, education, and support to help compliance teams manage and scale their compliance programs effectively. COMPLY's offerings include the Comply Platform, Comply for RIA, illumis, and ComplianceGuardian, all designed to streamline operations, address new regulations, and protect firms from regulatory risks. Additionally, COMPLY provides managed services, regulatory filings, compliance reviews, and ongoing support to assist clients in maintaining robust compliance programs. With a global presence, COMPLY serves over 5,600 clients across 61 countries, safeguarding more than $11 trillion in assets under management.
Features
- Comprehensive compliance management platform
- Integration of data, solutions, services, education, and support
- Tailored solutions for financial services firms
- Managed services, regulatory filings, compliance reviews, and ongoing support
- Global presence serving over 5,600 clients across 61 countries
- Safeguarding more than $11 trillion in assets under management
Company Details
- Headquarters
- 🇺🇸 New York, United States
- Founded
- 2000
- Type
- Legal Tech Vendor